Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Edward ParkerLPL Financial LLCAmeriprise Financial Services, Inc.$1005-17-2013
Eric Thoman NormanLPL Financial LLCAmeriprise Financial Services, Inc.$1006-27-2013
Andrew GonskiLPL Financial LLCAmeriprise Financial Services, Inc.$10007-02-2013
Andrew Jay MaimonaLPL Financial LLCAmeriprise Financial Services, Inc.07-15-2013
David Lee HeffelmanLPL Financial LLCAmeriprise Financial Services, Inc.07-15-2013
Mark David WilcoxLPL Financial LLCAmeriprise Financial Services, Inc.07-16-2013
Mark Francis PoslajkoLPL Financial LLCAmeriprise Financial Services, Inc.$1007-22-2013
Andrew Gilbert FraleyLPL Financial LLCAmeriprise Financial Services, Inc.08-06-2013
Michael Ibrahim ShalhoubLPL Financial LLCAmeriprise Financial Services, Inc.08-23-2013
Terry Robert ClemanLPL Financial LLCAmeriprise Financial Services, Inc.08-29-2013
John M. Cartolano Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$20009-26-2013
John Michael Cartolano Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$5009-26-2013
Jayson Call Walker Sr.LPL Financial LLCAmeriprise Financial Services, Inc.09-27-2013
Troy A. GourdeLPL Financial LLCAmeriprise Financial Services, Inc.10-04-2013
Christopher Lee StiverLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2013
Michael Richard ConleyLPL Financial LLCAmeriprise Financial Services, Inc.11-21-2013
Jason R. DuguayLPL Financial LLCAmeriprise Financial Services, Inc.12-06-2013
Maria Bonino-HousermanLPL Financial LLCAmeriprise Financial Services, Inc.12-10-2013
Vladislav Krubich, Tony MayoLPL Financial LLCAmeriprise Financial Services, Inc.12-13-2013
Jeffrey Eugene MartinLPL Financial LLCAmeriprise Financial Services, Inc.12-16-2013
Jason Michael NowitzkiLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2013
James Anthony KreutzerLPL Financial LLCAmeriprise Financial Services, Inc.12-18-2013
Andrew Timothy DoughtyLPL Financial LLCAmeriprise Financial Services, Inc.02-03-2014
Doris Ann Dollar-KuretichLPL Financial LLCAmeriprise Financial Services, Inc.$5003-21-2014
Nate Robert DutkoLPL Financial LLCAmeriprise Financial Services, Inc.$5003-27-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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