Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew James LeichtLPL Financial LLCAmeriprise Financial Services, Inc.$10008-22-2014
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, Inc.$5002-22-2019
Craig Michael RussLPL Financial LLCAmeriprise Financial Services, Inc.$10002-08-2019
David Charles FerrellLPL Financial LLCAmeriprise Financial Services, Inc.$2502-22-2019
Eric Vaughn SlussLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2017
Eugene Samuel SpitzerLPL Financial LLCAmeriprise Financial Services, Inc.$2501-17-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
James Anthony Costabile Jr.LPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Jason D. FieldLPL Financial LLCAmeriprise Financial Services, Inc.11-21-2016
Jason Gonter, Michelle NocitoLPL Financial LLCAmeriprise Financial Services, Inc.$6011-29-2016
Jay TaylorLPL Financial LLCAmeriprise Financial Services, Inc.$6009-02-2016
John Kenneth LyndeLPL Financial LLCAmeriprise Financial Services, Inc.$2503-31-2011
Joseph Paul PearceLPL Financial LLCAmeriprise Financial Services, Inc.$2502-22-2019
Keith Alan SmithLPL Financial LLCAmeriprise Financial Services, Inc.$1002-01-2019
Kyle Louis KranzleyLPL Financial LLCAmeriprise Financial Services, Inc.$1008-31-2011
Matthew Kelly WarrenLPL Financial LLCAmeriprise Financial Services, Inc.11-20-2015
Matthew WarrenLPL Financial LLCAmeriprise Financial Services, Inc.$6511-20-2015
Michael Bonevento, James Costabile and Craig LadayLPL Financial LLCAmeriprise Financial Services, Inc.$80002-22-2019
Michelle Marie NocitoLPL Financial LLCAmeriprise Financial Services, Inc.$5011-28-2016
Paul Andrew DesmondLPL Financial LLCAmeriprise Financial Services, Inc.$5003-31-2011
Ryan Edward FlynnLPL Financial LLCAmeriprise Financial Services, Inc.$5001-29-2010
Stephen KuczynskiLPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Vladislav Krubich, Tony MayoLPL Financial LLCAmeriprise Financial Services, Inc.12-13-2013

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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