Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donovan Jay EhrmanLPL Financial LLCCUNA Brokerage Services, Inc.10-07-2020
Robert D ScafaLPL Financial LLCCUNA Brokerage Services, Inc.09-18-2020
James Duncan McGaryLPL Financial LLCCUNA Brokerage Services, Inc.09-08-2020
Darin Stadler RuttenbergLPL Financial LLCCUNA Brokerage Services, Inc.01-06-2020
Joshua Bernard LowyLPL Financial LLCCUNA Brokerage Services, Inc.10-21-2019
Thomas A TrostLPL Financial LLCCUNA Brokerage Services, Inc.10-18-2019
Scott Martin TonkovichLPL Financial LLCCUNA Brokerage Services, Inc.10-14-2019
Michael James McMahonLPL Financial LLCCUNA Brokerage Services, Inc.$15006-14-2019
Ralph S MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-23-2019
James Gallagher Mark FilibertoLPL Financial LLCCUNA Brokerage Services, Inc.$11004-30-2019
Mark Steven FilibertoLPL Financial LLCCUNA Brokerage Services, Inc.04-30-2019
Dale Andrew AlcornLPL Financial LLCCUNA Brokerage Services, Inc.$5004-05-2019
David Matthew FosterLPL Financial LLCCUNA Brokerage Services, Inc.04-04-2019
Michael Richard LobeckLPL Financial LLCCUNA Brokerage Services, Inc.12-21-2018
Claire Delaney HartLPL Financial LLCCUNA Brokerage Services, Inc.11-06-2018
Alan Nelson BarnesLPL Financial LLCCUNA Brokerage Services, Inc.07-25-2018
John Matthew DelaneyLPL Financial LLCCUNA Brokerage Services, Inc.04-22-2016
Jill Kirsten SingerLPL Financial LLCCUNA Brokerage Services, Inc.04-30-2015
Brian SmithLPL Financial LLCCUNA Brokerage Services, Inc.$11003-30-2015
Terrence ColenLPL Financial LLCCUNA Brokerage Services, Inc.$10002-24-2015
Jeffrey Michael MeilingLPL Financial LLCCUNA Brokerage Services, Inc.$2501-08-2015
Cole Leroy SchmelzerLPL Financial LLCCUNA Brokerage Services, Inc.10-24-2014
James F PierottiLPL Financial LLCCUNA Brokerage Services, Inc.$2510-06-2014
Angela Marie SergentLPL Financial LLCCUNA Brokerage Services, Inc.09-30-2014
Shaun Michael CrawleyLPL Financial LLCCUNA Brokerage Services, Inc.07-31-2014
Next Page »

Showing 1 to 25 of 69 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.