Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-23-2019
James Gallagher, Mark FilibertoLPL Financial LLCCUNA Brokerage Services, Inc.$11004-30-2019
James Edward GallagherLPL Financial LLCCUNA Brokerage Services, Inc.$5004-30-2019
Mark Steven FilibertoLPL Financial LLCCUNA Brokerage Services, Inc.04-30-2019
Dale Andrew AlcornLPL Financial LLCCUNA Brokerage Services, Inc.$5004-05-2019
David Matthew FosterLPL Financial LLCCUNA Brokerage Services, Inc.04-04-2019
Michael Richard LobeckLPL Financial LLCCUNA Brokerage Services, Inc.12-21-2018
Claire Delaney HartLPL Financial LLCCUNA Brokerage Services, Inc.11-06-2018
Alan Nelson BarnesLPL Financial LLCCUNA Brokerage Services, Inc.$1007-25-2018
Matthew R. AkersLPL Financial LLCCUNA Brokerage Services, Inc.05-16-2018
Howard BrownLPL Financial LLCCUNA Brokerage Services, Inc.$2502-21-2017
Jill Kirsten SingerLPL Financial LLCCUNA Brokerage Services, Inc.04-30-2015
Jeffrey Michael MeilingLPL Financial LLCCUNA Brokerage Services, Inc.$1001-08-2015
Cole Leroy SchmelzerLPL Financial LLCCUNA Brokerage Services, Inc.10-24-2014
James F. PierottiLPL Financial LLCCUNA Brokerage Services, Inc.10-06-2014
Angela Marie SergentLPL Financial LLCCUNA Brokerage Services, Inc.09-30-2014
Julie Renee BatesLPL Financial LLCCUNA Brokerage Services, Inc.$10007-31-2014
Shaun Michael CrawleyLPL Financial LLCCUNA Brokerage Services, Inc.07-31-2014
Steven C. GillespieLPL Financial LLCCUNA Brokerage Services, Inc.07-31-2014
Derek Philip MathisonLPL Financial LLCCUNA Brokerage Services, Inc.07-31-2014
Chuezheng C. LorLPL Financial LLCCUNA Brokerage Services, Inc.05-06-2014
Cynthia Louise GrahamLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
Stephen Wallace KowitskiLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
Richard Douglas ChiarenzaLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
Eric Scott GregsonLPL Financial LLCCUNA Brokerage Services, Inc.03-18-2014
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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