Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis John GrzymkowskiLPL Financial LLCCUSO Financial Services, L.P.12-08-2009
Thomas Gerald Decker Jr.LPL Financial LLCCUSO Financial Services, L.P.12-08-2009
Seth Adam RiddleLPL Financial LLCCUSO Financial Services, L.P.12-08-2009
Linda Anne ShawLPL Financial LLCCUSO Financial Services, L.P.12-08-2009
Denney Ramirez DomantayLPL Financial LLCCUSO Financial Services, L.P.05-21-2010
Neil O'ConnorLPL Financial LLCCUSO Financial Services, L.P.12-15-2010
Felicia Deatrette Erwin-SandersLPL Financial LLCCUSO Financial Services, L.P.01-31-2011
Ronald Allan ThompsonLPL Financial LLCCUSO Financial Services, L.P.02-18-2011
Richard Edward DwyerLPL Financial LLCCUSO Financial Services, L.P.03-08-2011
Scott Wayne RootsLPL Financial LLCCUSO Financial Services, L.P.03-08-2011
Cathy Lynn StoppelLPL Financial LLCCUSO Financial Services, L.P.03-08-2011
Dejan TasichLPL Financial LLCCUSO Financial Services, L.P.08-02-2011
Mikyung OhLPL Financial LLCCUSO Financial Services, L.P.$5011-18-2011
Marian Grace KinterLPL Financial LLCCUSO Financial Services, L.P.12-10-2011
Kevin Joseph ParkerLPL Financial LLCCUSO Financial Services, L.P.12-14-2011
Larry Wayne PriceLPL Financial LLCCUSO Financial Services, L.P.04-03-2012
Jassi Daine KumarLPL Financial LLCCUSO Financial Services, L.P.04-23-2012
Thomas Stephen HaddenLPL Financial LLCCUSO Financial Services, L.P.06-22-2012
Allison Jo AlleyLPL Financial LLCCUSO Financial Services, L.P.12-14-2012
David Andrew McDermottLPL Financial LLCCUSO Financial Services, L.P.12-20-2012
Natale Bruno RoccoLPL Financial LLCCUSO Financial Services, L.P.06-11-2013
Lawrence Dale BraleyLPL Financial LLCCUSO Financial Services, L.P.$10006-11-2013
James Brian HusseyLPL Financial LLCCUSO Financial Services, L.P.06-11-2013
Dustin Hartley WeaverLPL Financial LLCCUSO Financial Services, L.P.06-11-2013
John Patrick BorderLPL Financial LLCCUSO Financial Services, L.P.07-17-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.