Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marianne Elizabeth ZawackiLPL Financial LLCCetera Advisor Networks LLC09-15-2009
Judith Andrea HenryLPL Financial LLCCetera Advisor Networks LLC09-16-2009
William Robert SturgesLPL Financial LLCCetera Advisor Networks LLC09-16-2009
Gary Lee WinterhofLPL Financial LLCCetera Advisor Networks LLC12-18-2009
Scott Christopher HallettLPL Financial LLCCetera Advisor Networks LLC12-18-2009
Kathleen Marie Beach PetersenLPL Financial LLCCetera Advisor Networks LLC12-18-2009
Mark Donald McCombsLPL Financial LLCCetera Advisor Networks LLC12-18-2009
Grant Masami HashibaLPL Financial LLCCetera Advisor Networks LLC02-26-2010
Alan Jay LevineLPL Financial LLCCetera Advisor Networks LLC$10004-29-2010
Robert M ScolaLPL Financial LLCCetera Advisor Networks LLC$5004-29-2010
Mira MizrahiLPL Financial LLCCetera Advisor Networks LLC$1005-03-2010
Babajide Adeniyi OluyemiLPL Financial LLCCetera Advisor Networks LLC$5007-29-2010
Dipti RathLPL Financial LLCCetera Advisor Networks LLC07-29-2010
Kurt Richard RingenbachLPL Financial LLCCetera Advisor Networks LLC03-24-2011
Karin Jo NilssonLPL Financial LLCCetera Advisor Networks LLC10-07-2011
Lorie Ann RiosLPL Financial LLCCetera Advisor Networks LLC06-15-2012
Boyce Michael TollisonLPL Financial LLCCetera Advisor Networks LLC$2507-06-2012
Brian D. PlattLPL Financial LLCCetera Advisor Networks LLC09-04-2012
John Emmanuel Simone Sr.LPL Financial LLCCetera Advisor Networks LLC09-10-2012
Neil Ira GordonLPL Financial LLCCetera Advisor Networks LLC09-10-2012
Martin William MinderLPL Financial LLCCetera Advisor Networks LLC09-12-2012
Robert Francis ClaussenLPL Financial LLCCetera Advisor Networks LLC09-18-2012
Andrew Martin MeehanLPL Financial LLCCetera Advisor Networks LLC09-18-2012
Todd Alan ShobertLPL Financial LLCCetera Advisor Networks LLC11-01-2012
Michelle Kay DemandLPL Financial LLCCetera Advisor Networks LLC$2502-01-2013
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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