Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Gregory ProvanceLPL Financial LLCCetera Advisor Networks LLC12-09-2013
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC11-01-2018
Alan Jay LevineLPL Financial LLCCetera Advisor Networks LLC$10004-29-2010
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Amanda Kong PhimmachackLPL Financial LLCCetera Advisor Networks LLC10-01-2013
Andrew Martin MeehanLPL Financial LLCCetera Advisor Networks LLC09-18-2012
Babajide Adeniyi OluyemiLPL Financial LLCCetera Advisor Networks LLC$5007-29-2010
Benjamin Hall RicheyLPL Financial LLCCetera Advisor Networks LLC06-22-2016
Boyce Michael TollisonLPL Financial LLCCetera Advisor Networks LLC$2507-06-2012
Bradley Christopher TowersLPL Financial LLCCetera Advisor Networks LLC$5010-01-2013
Brian Andrew VossLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Brian D. PlattLPL Financial LLCCetera Advisor Networks LLC09-04-2012
Brian M McQueeneyLPL Financial LLCCetera Advisor Networks LLC$5010-16-2017
Brian Richard BronkLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Catherine Theresa DecarloLPL Financial LLCCetera Advisor Networks LLC04-18-2016
Chad I ArseneauLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Chad Rikio KunihisaLPL Financial LLCCetera Advisor Networks LLC08-01-2016
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC$10009-06-2018
Crystal Owens DunawayLPL Financial LLCCetera Advisor Networks LLC11-14-2018
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018
Darold Wing MarkLPL Financial LLCCetera Advisor Networks LLC$14704-18-2016
Darryl Randall FergusonLPL Financial LLCCetera Advisor Networks LLC07-27-2018
David Clyde BartonLPL Financial LLCCetera Advisor Networks LLC06-28-2018
David John HenningfieldLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
Next Page »

Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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