Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Ransom DepriestLPL Financial LLCCetera Investment Services LLC06-14-2019
Brian Scott McclearyLPL Financial LLCCetera Investment Services LLC04-30-2019
Nathan Andrew BreibyLPL Financial LLCCetera Investment Services LLC04-30-2019
Joshua James VondranLPL Financial LLCCetera Investment Services LLC04-30-2019
Michael Y. HatchellLPL Financial LLCCetera Investment Services LLC03-18-2019
William Rothwell WilcoxLPL Financial LLCCetera Investment Services LLC12-17-2018
Tanya Jeanette Taylor-MummertLPL Financial LLCCetera Investment Services LLC$20008-29-2018
Gina G FranciscoLPL Financial LLCCetera Investment Services LLC$2508-21-2018
Jon Kendal FrickLPL Financial LLCCetera Investment Services LLC$10005-16-2018
Christopher Michael FinneyLPL Financial LLCCetera Investment Services LLC$15003-26-2018
Mark Edward RosierLPL Financial LLCCetera Investment Services LLC03-06-2018
Erin Nicole LaukhufLPL Financial LLCCetera Investment Services LLC03-02-2018
Matthew Joseph WongLPL Financial LLCCetera Investment Services LLC02-09-2018
Adam Matthew KearnsLPL Financial LLCCetera Investment Services LLC01-04-2018
Andrew David SchmitmeyerLPL Financial LLCCetera Investment Services LLC$10012-07-2017
Tracey L. S. LyumLPL Financial LLCCetera Investment Services LLC$2511-20-2017
Enock N. FreireLPL Financial LLCCetera Investment Services LLC11-20-2017
Eric T. KingLPL Financial LLCCetera Investment Services LLC10-16-2017
Brian Scott LiptakLPL Financial LLCCetera Investment Services LLC$5010-04-2017
Toni Lynne FrisinaLPL Financial LLCCetera Investment Services LLC$5010-04-2017
Kenneth Anthony BrownLPL Financial LLCCetera Investment Services LLC$2510-04-2017
Michael Patrick McDermottLPL Financial LLCCetera Investment Services LLC$1010-04-2017
William Douglas McCulloughLPL Financial LLCCetera Investment Services LLC$1010-04-2017
Craig Francis GrenciLPL Financial LLCCetera Investment Services LLC10-04-2017
Jere C. Wise Jr.LPL Financial LLCCetera Investment Services LLC10-04-2017
Next Page »

Showing 1 to 25 of 119 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.