Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfredo J. MartinezLPL Financial LLCCharles Schwab & Co., Inc.$5004-01-2019
Alfred John Keyser Sr.LPL Financial LLCCharles Schwab & Co., Inc.$2503-12-2019
Christine Ann SperryLPL Financial LLCCharles Schwab & Co., Inc.08-06-2018
Eric Oscar WolfLPL Financial LLCCharles Schwab & Co., Inc.01-10-2018
Erik Dirk SaundersLPL Financial LLCCharles Schwab & Co., Inc.12-11-2014
James William GarrityLPL Financial LLCCharles Schwab & Co., Inc.12-04-2014
Kulvinder Kaar RaiLPL Financial LLCCharles Schwab & Co., Inc.03-30-2012
Jason R. KnightLPL Financial LLCCharles Schwab & Co., Inc.12-16-2011
Timothy Francis FlemingLPL Financial LLCCharles Schwab & Co., Inc.06-21-2010
William Floyd HillLPL Financial LLCCharles Schwab & Co., Inc.$10003-29-2010
Philip Lee NagelLPL Financial LLCCharles Schwab & Co., Inc.10-16-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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