Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ilan TsapovskiLPL Financial LLCCitigroup Global Markets Inc.08-17-2020
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
Brett M. GrahamLPL Financial LLCCitigroup Global Markets Inc.02-08-2019
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
Josue Eugenio FloresLPL Financial LLCCitigroup Global Markets Inc.04-10-2018
Salvatore Joseph Petetti Jr.LPL Financial LLCCitigroup Global Markets Inc.$15004-06-2018
Peter August ZagrobelnyLPL Financial LLCCitigroup Global Markets Inc.08-14-2017
Anthony Michael LippisLPL Financial LLCCitigroup Global Markets Inc.06-19-2017
Reudel DiazLPL Financial LLCCitigroup Global Markets Inc.03-10-2017
Peter Raymundo CastilloLPL Financial LLCCitigroup Global Markets Inc.$1002-03-2017
Cao Tri TranLPL Financial LLCCitigroup Global Markets Inc.12-08-2016
Jerry Lee HallbergLPL Financial LLCCitigroup Global Markets Inc.$5002-12-2016
Joey Sergio SotoLPL Financial LLCCitigroup Global Markets Inc.10-30-2015
Brett M. GoldsteinLPL Financial LLCCitigroup Global Markets Inc.$10009-08-2015
William Francis BlackfordLPL Financial LLCCitigroup Global Markets Inc.10-31-2014
Fabrizio Gerardo SanchezLPL Financial LLCCitigroup Global Markets Inc.$5010-29-2014
Eduardo Calixto RizoLPL Financial LLCCitigroup Global Markets Inc.06-16-2014
Dennis Matthew BreierLPL Financial LLCCitigroup Global Markets Inc.04-12-2013
Mark Hermann RenzLPL Financial LLCCitigroup Global Markets Inc.10-18-2012
Daniel George MarquardtLPL Financial LLCCitigroup Global Markets Inc.07-24-2012
Benjamin Adam CrombieLPL Financial LLCCitigroup Global Markets Inc.$10001-03-2012
Allison Clancy HudsonLPL Financial LLCCitigroup Global Markets Inc.05-10-2011
Dorothea Crane KellyLPL Financial LLCCitigroup Global Markets Inc.12-20-2010
Paul Kenneth KingstonLPL Financial LLCCitigroup Global Markets Inc.08-06-2010
Peter G SclavoLPL Financial LLCCitigroup Global Markets Inc.06-11-2010
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.