Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul E. LowreyLPL Financial LLCEdward Jones$2501-05-2009
Cathey Hix BrownLPL Financial LLCEdward Jones01-06-2009
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-08-2009
David Simpson LaprayLPL Financial LLCEdward Jones$1001-16-2009
Ladd Cameron McKittrickLPL Financial LLCEdward Jones$5001-23-2009
Jonathan Robert StearnsLPL Financial LLCEdward Jones01-27-2009
Lawrence Paul JorgensenLPL Financial LLCEdward Jones01-30-2009
David Earle SweetLPL Financial LLCEdward Jones$5002-02-2009
Terry Don GaleLPL Financial LLCEdward Jones02-25-2009
Mark Alan BehrensLPL Financial LLCEdward Jones03-04-2009
David Camille BaileyLPL Financial LLCEdward Jones03-11-2009
Curtis Wayne ChambersLPL Financial LLCEdward Jones03-13-2009
Bruce C. WoodburyLPL Financial LLCEdward Jones$2503-23-2009
Margaret Joan CollinsLPL Financial LLCEdward Jones03-27-2009
Walter J HielLPL Financial LLCEdward Jones$2504-27-2009
Duane Edward JankaLPL Financial LLCEdward Jones$5005-01-2009
Dustin Scott AdamsLPL Financial LLCEdward Jones05-12-2009
Marty Ray EdgeLPL Financial LLCEdward Jones05-27-2009
Stephen E. YostLPL Financial LLCEdward Jones06-01-2009
Dain Farrell StokesLPL Financial LLCEdward Jones06-08-2009
Jerry Lee Cary Jr.LPL Financial LLCEdward Jones06-30-2009
D Jake DenningLPL Financial LLCEdward Jones07-07-2009
Thomas J. BascomLPL Financial LLCEdward Jones07-16-2009
Richard Ning SuderLPL Financial LLCEdward Jones07-30-2009
Dru Alexander TorvendLPL Financial LLCEdward Jones$1007-31-2009
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Showing 1 to 25 of 515 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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