Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Preston MullinLPL Financial LLCEdward Jones11-01-2011
Craig Stephen KetchamLPL Financial LLCEdward Jones11-02-2011
Gary Lynn DeeseLPL Financial LLCEdward Jones$5011-07-2011
Paul Michael BuktaLPL Financial LLCEdward Jones$5011-07-2011
Keith Raymond SartiniLPL Financial LLCEdward Jones11-14-2011
Justin Chandler ButtrickLPL Financial LLCEdward Jones11-18-2011
Keith A. GregoryLPL Financial LLCEdward Jones11-21-2011
Gary DeeseLPL Financial LLCEdward Jones$9211-28-2011
Traci Kim MillerLPL Financial LLCEdward Jones11-28-2011
Bradley Shawn StatonLPL Financial LLCEdward Jones11-28-2011
Kent William CrawfordLPL Financial LLCEdward Jones12-01-2011
Amy Loraine O'KeefeLPL Financial LLCEdward Jones12-02-2011
Daniel Paul McCarthyLPL Financial LLCEdward Jones12-05-2011
Richard Brian AndersonLPL Financial LLCEdward Jones12-12-2011
Steven Patton GrantLPL Financial LLCEdward Jones12-14-2011
Michael James DeliaLPL Financial LLCEdward Jones12-14-2011
Steven Douglas CookseyLPL Financial LLCEdward Jones12-15-2011
Adam Neal TetenLPL Financial LLCEdward Jones12-16-2011
David Peter BartzLPL Financial LLCEdward Jones12-19-2011
Paul Gregory MarxLPL Financial LLCEdward Jones12-19-2011
Charles Scott BerryLPL Financial LLCEdward Jones12-22-2011
Larry William Fousie IILPL Financial LLCEdward Jones12-22-2011
Kenneth Russell QuistLPL Financial LLCEdward Jones$2501-06-2012
Brockton J. SomsenLPL Financial LLCEdward Jones01-09-2012
Jaime Genaro CarmonaLPL Financial LLCEdward Jones01-13-2012
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Showing 151 to 175 of 518 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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