Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
Tyler Wade StephenLPL Financial LLCFifth Third Securities, Inc.09-07-2018
Sony Son DawsonLPL Financial LLCFifth Third Securities, Inc.04-16-2018
Matthew Ryan BrinkmannLPL Financial LLCFifth Third Securities, Inc.02-28-2018
Jonathan Schiefer MrowiecLPL Financial LLCFifth Third Securities, Inc.11-03-2017
Christina Beth HitchcockLPL Financial LLCFifth Third Securities, Inc.10-20-2017
Laura Kay RollingLPL Financial LLCFifth Third Securities, Inc.10-20-2017
Terrie Frances AustinLPL Financial LLCFifth Third Securities, Inc.10-09-2017
Matthew David CremeLPL Financial LLCFifth Third Securities, Inc.08-21-2017
Beau David MankinLPL Financial LLCFifth Third Securities, Inc.06-13-2017
Sean Michael FowlerLPL Financial LLCFifth Third Securities, Inc.12-14-2016
Ryan Kenneth SnoverLPL Financial LLCFifth Third Securities, Inc.$1006-10-2016
Lisa Ann MurrayLPL Financial LLCFifth Third Securities, Inc.04-22-2016
Daniel Paul DevineLPL Financial LLCFifth Third Securities, Inc.04-11-2016
Michael Anthony CombsLPL Financial LLCFifth Third Securities, Inc.08-05-2015
Giuseppe PannaraleLPL Financial LLCFifth Third Securities, Inc.09-22-2014
Michael David KelsoLPL Financial LLCFifth Third Securities, Inc.05-30-2014
Jeremy Monroe SicklesLPL Financial LLCFifth Third Securities, Inc.$2504-28-2014
Timothy Alan NiebelLPL Financial LLCFifth Third Securities, Inc.02-28-2014
Douglas Frederick BrymerLPL Financial LLCFifth Third Securities, Inc.07-26-2013
David Lee SwansonLPL Financial LLCFifth Third Securities, Inc.07-26-2013
Ron F. LintonLPL Financial LLCFifth Third Securities, Inc.$1006-26-2013
Kenneth Martin WinceLPL Financial LLCFifth Third Securities, Inc.$5006-05-2013
Michael Paul WicksLPL Financial LLCFifth Third Securities, Inc.$1003-25-2013
Patrick Dean LouiseLPL Financial LLCFifth Third Securities, Inc.11-16-2012
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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