Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathy Burnett BartonLPL Financial LLCInvestment Professionals, Inc.07-31-2018
Brian James SmithLPL Financial LLCInvestment Professionals, Inc.$15007-30-2018
Timothy Kenneth MeyersLPL Financial LLCInvestment Professionals, Inc.07-06-2018
Sarah Kathryn LindellLPL Financial LLCInvestment Professionals, Inc.07-06-2018
Bryan Jason BonkowskiLPL Financial LLCInvestment Professionals, Inc.12-07-2017
Marcus Craig CarpenterLPL Financial LLCInvestment Professionals, Inc.12-07-2017
James Pender Craig SabloskyLPL Financial LLCInvestment Professionals, Inc.$6711-03-2017
Jeffrey Franklin JaynesLPL Financial LLCInvestment Professionals, Inc.$5005-20-2015
Jonathan Craig LewisLPL Financial LLCInvestment Professionals, Inc.12-17-2014
Jason Michael StephensLPL Financial LLCInvestment Professionals, Inc.12-18-2013
Timothy Alan StierLPL Financial LLCInvestment Professionals, Inc.$2511-04-2013
Wesley Ray WhiteheadLPL Financial LLCInvestment Professionals, Inc.07-10-2013
Barry Russell BartlettLPL Financial LLCInvestment Professionals, Inc.$8203-27-2013
William O BaumbergerLPL Financial LLCInvestment Professionals, Inc.$2509-23-2010
Timothy Mark GorsuchLPL Financial LLCInvestment Professionals, Inc.02-20-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.