Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J ReichmanLPL Financial LLCJ.P. Morgan Securities LLC08-17-2020
Bruce PerskyLPL Financial LLCJ.P. Morgan Securities LLC03-05-2020
Brandon VetterLPL Financial LLCJ.P. Morgan Securities LLC02-11-2020
Eric Kyle BirchLPL Financial LLCJ.P. Morgan Securities LLC01-13-2020
Ming Hong ChungLPL Financial LLCJ.P. Morgan Securities LLC01-10-2020
Charles Eric HillLPL Financial LLCJ.P. Morgan Securities LLC12-19-2019
Barry Alan KrumwiedeLPL Financial LLCJ.P. Morgan Securities LLC11-05-2019
Ted Eric AlbrechtLPL Financial LLCJ.P. Morgan Securities LLC$5010-11-2019
Eric Marvin DyeLPL Financial LLCJ.P. Morgan Securities LLC10-08-2019
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Kurt Frederick YndestadLPL Financial LLCJ.P. Morgan Securities LLC08-26-2019
Joseph Nicholas MazzuccoLPL Financial LLCJ.P. Morgan Securities LLC$5008-23-2019
Jose MoralesLPL Financial LLCJ.P. Morgan Securities LLC07-10-2019
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Patrick J Jarzembowski Jr.LPL Financial LLCJ.P. Morgan Securities LLC$15006-28-2019
Alvaro Steven PaizLPL Financial LLCJ.P. Morgan Securities LLC04-18-2019
Sandra Dee ApgarLPL Financial LLCJ.P. Morgan Securities LLC04-08-2019
Dennis Lee ZaplinLPL Financial LLCJ.P. Morgan Securities LLC$5003-29-2019
Ernest EscobarLPL Financial LLCJ.P. Morgan Securities LLC03-25-2019
Sean Thomas NeelLPL Financial LLCJ.P. Morgan Securities LLC03-04-2019
Jaime DelgadoLPL Financial LLCJ.P. Morgan Securities LLC02-11-2019
Oswaldo SayonLPL Financial LLCJ.P. Morgan Securities LLC01-18-2019
Tiffany Rae BrumbaughLPL Financial LLCJ.P. Morgan Securities LLC01-14-2019
Michael Patrick HirteLPL Financial LLCJ.P. Morgan Securities LLC12-13-2018
Erik Timothy FlaigLPL Financial LLCJ.P. Morgan Securities LLC11-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.