Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grant MoultonLPL Financial LLCKey Investment Services LLC10-03-2019
Sarah Lynne AllenLPL Financial LLCKey Investment Services LLC07-11-2019
Christopher John LannonLPL Financial LLCKey Investment Services LLC06-14-2019
Jean-Claude Mansanga NdongoLPL Financial LLCKey Investment Services LLC02-25-2019
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
William Frank WelshLPL Financial LLCKey Investment Services LLC11-16-2018
Andrew Todd WardLPL Financial LLCKey Investment Services LLC10-31-2018
Alan Michael UlrichLPL Financial LLCKey Investment Services LLC08-20-2018
Jonathan Taylor BeatonLPL Financial LLCKey Investment Services LLC06-25-2018
Brent PollakLPL Financial LLCKey Investment Services LLC03-27-2018
Robert Charles MarkovichLPL Financial LLCKey Investment Services LLC12-20-2017
Mark Alan KirchmyerLPL Financial LLCKey Investment Services LLC12-11-2017
Robert Scott Walker IIILPL Financial LLCKey Investment Services LLC12-04-2017
Grace E. DaltonLPL Financial LLCKey Investment Services LLC08-30-2017
Trina Ann BurrussLPL Financial LLCKey Investment Services LLC07-28-2017
Jennifer L WebbLPL Financial LLCKey Investment Services LLC06-21-2017
Beau RiggsLPL Financial LLCKey Investment Services LLC06-19-2017
Timothy CrowleyLPL Financial LLCKey Investment Services LLC04-10-2017
Ann B BoschLPL Financial LLCKey Investment Services LLC03-30-2017
Daniel Joseph DragoLPL Financial LLCKey Investment Services LLC02-13-2017
Derek Craig BaileyLPL Financial LLCKey Investment Services LLC02-06-2017
Richard Patrick NittoLPL Financial LLCKey Investment Services LLC01-18-2017
Divine J. CookLPL Financial LLCKey Investment Services LLC12-15-2016
Sibyl M. SamuelLPL Financial LLCKey Investment Services LLC11-15-2016
Bryce Derek HolleyLPL Financial LLCKey Investment Services LLC11-07-2016
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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