Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Solomon Mario LamacchioLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Jami Jean WolsieferLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Jennifer Spinner PolandLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15012-19-2019
Ann Louise MacnaughtonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-12-2019
Kenneth Wesley ShellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Harrison TillLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00012-06-2019
Daniel Joseph PerrinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
James Christopher SargentLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Patrick CavanaughLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2019
John Philip HeintjesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2019
Shawn SmithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Patrick F. RussoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-09-2019
John Paul MollicaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-29-2019
Marni Andrea HandelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Fernando Luis CruzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Brian DyndurLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-09-2019
Mehdey BakerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2019
Scott AllenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12008-01-2019
Michael Howard TowleLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2019
Kevin James SerciaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2019
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Ryan MolloyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Patrick O'DonnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
Shane QuinlanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Kenneth B. ButlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
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Showing 1 to 25 of 542 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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