Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark A. ComptonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Charla Sue RileyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Brian Paul AstorinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Nicholas Andrew WurstLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-12-2009
William Randolph Wilkins Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
Jeffery David FierceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Dennis Richard HudsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Robert William MedlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Catherine Shaner CarlockLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-30-2009
James Riley McCulleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Carmelito M. Olaes Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Nick Charles Hoffmann Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Stephen J. CrossLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Harry Daniel MuscatelloLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-12-2009
Christopher E. HigginsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Brent Ronald RemerowskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
Christopher John SprattLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2009
Stephen Jay GibbsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Robert J WeilbacherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Jaime F SantanaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
James Matthew KennedyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Paul Maurice MathisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-06-2009
Claudia VasquezLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Joshua Scott CorwinLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Raymond Hugh Wilcox Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.