Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abria Jacquelyne JohnsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Alan Edward BerkeleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2011
Alan Wesley BegyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2009
Albert Duncan KaufmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2010
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Alex PapadopoulosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2014
Alfredo QuesadaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Amber Renee StreamLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-09-2012
Amir Ata BararLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Andrew Bart SosnowitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2009
Andrew Ramon CarroLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2009
Andrew Rowe SullivanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2009
Anne Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2010
Anthony P. RagusaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-13-2012
Arnold FeldmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2016
Arnold Frank FeldmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2016
Barbara Jean HorvathLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2011
Barbara Suzanne WagnerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2019
Ben M M. MallingerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2010
Bernard C RingerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2018
Bethany Anne DeverLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Blaine Stanfield DouglasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Bradley L. FallonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2014
Brendan O'KellyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2012
Brent Allen LyonsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Next Page »

Showing 1 to 25 of 306 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.