Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sidney Russell SchroaderLPL Financial LLCMutual Service Corporation04-20-2009
John Alfred DelucaLPL Financial LLCMutual Service Corporation$20009-08-2009
Gregory Alan DaviesLPL Financial LLCMutual Service Corporation$15009-08-2009
Steven Ira FeiertagLPL Financial LLCMutual Service Corporation$10009-08-2009
David Harry DavisLPL Financial LLCMutual Service Corporation$10009-08-2009
Timothy William LeveroniLPL Financial LLCMutual Service Corporation$10009-08-2009
Ethan Andrew SteinLPL Financial LLCMutual Service Corporation$5009-08-2009
Alan Edward PetersLPL Financial LLCMutual Service Corporation$5009-08-2009
Charlotte Suzanne AdcockLPL Financial LLCMutual Service Corporation$5009-08-2009
Eric Joseph ConnorsLPL Financial LLCMutual Service Corporation$5009-08-2009
Thomas Carter NaenyLPL Financial LLCMutual Service Corporation$2509-08-2009
Thomas Edward WatsonLPL Financial LLCMutual Service Corporation$2509-08-2009
Cleaton Melvin Lindsey IIILPL Financial LLCMutual Service Corporation$2509-08-2009
Brian David WilliamsLPL Financial LLCMutual Service Corporation$2509-08-2009
Robert Philip Faherty Sr.LPL Financial LLCMutual Service Corporation$2509-08-2009
Robert Collins BeswickLPL Financial LLCMutual Service Corporation$1009-08-2009
Donald Edward LewisLPL Financial LLCMutual Service Corporation$1009-08-2009
Kevin Robert CegelskiLPL Financial LLCMutual Service Corporation$1009-08-2009
Paul Gerard DeehanLPL Financial LLCMutual Service Corporation$1009-08-2009
David Bryant DortchLPL Financial LLCMutual Service Corporation$1009-08-2009
Michael Edward GerhardLPL Financial LLCMutual Service Corporation$1009-08-2009
Janet Lee MlynarLPL Financial LLCMutual Service Corporation09-08-2009
Kevin Timothy SlatteryLPL Financial LLCMutual Service Corporation09-08-2009
David Gregory LewisLPL Financial LLCMutual Service Corporation09-08-2009
Michael Joseph KelleyLPL Financial LLCMutual Service Corporation09-08-2009
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Showing 1 to 25 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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