Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ethan David SchuchmanLPL Financial LLCNationwide Securities, LLC12-20-2012
Terri Elizabeth KruegerLPL Financial LLCNationwide Securities, LLC03-03-2014
Brian Keith MacintoshLPL Financial LLCNationwide Securities, LLC02-19-2016
Bobby Bryan Parham IILPL Financial LLCNationwide Securities, LLC$1901-03-2017
Wesley Phillip McKennaLPL Financial LLCNationwide Securities, LLC01-03-2017
Christopher Ross MathwigLPL Financial LLCNationwide Securities, LLC01-03-2017
Clayton Daniel AbelLPL Financial LLCNationwide Securities, LLC01-03-2017
Kit Michael LearyLPL Financial LLCNationwide Securities, LLC01-04-2017
Adrian AlbidressLPL Financial LLCNationwide Securities, LLC11-16-2017
Kenneth Anthony BoldtLPL Financial LLCNationwide Securities, LLC$5011-17-2017
Kimberly Jean DebuskLPL Financial LLCNationwide Securities, LLC12-13-2017
Katherine Dossett HubbardLPL Financial LLCNationwide Securities, LLC12-13-2017
Mark W. DrewryLPL Financial LLCNationwide Securities, LLC12-13-2017
Matthew John FieldLPL Financial LLCNationwide Securities, LLC12-20-2017
Steven James GallowayLPL Financial LLCNationwide Securities, LLC04-23-2018
Louis Phillip PettinatoLPL Financial LLCNationwide Securities, LLC04-23-2018
Kevin Richard MessettLPL Financial LLCNationwide Securities, LLC04-24-2018
Michael David HudsonLPL Financial LLCNationwide Securities, LLC11-01-2018
Edward Paul WarnerLPL Financial LLCNationwide Securities, LLC02-27-2019
Christopher Peter LarkinLPL Financial LLCNationwide Securities, LLC09-06-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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