Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julian P. BourgeoisLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-11-2019
Wesley Tyrone BurnsLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Antoine Emmette ToussaintLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Joleen R. PowellLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Nina Marie PentinoLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-23-2019
John Gaspar GatewoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Aaron C. TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Brian Christopher McGeehonLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Christina Nicole MeglioLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Daniel James GoeddelLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
James Franklin Adair IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Patrick C GibbonsLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Kevin M GattieLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Audrey Lynn SnyderLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Julian FairchildLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Cody W HobelmannLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Dylan Ray BrooksLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-05-2019
Emma H BiresLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-20-2019
Michael Luther UnderwoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-27-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Rick Lawrence ScheelerLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Gerald Gene SchuelkeLPL Financial LLCNorthwestern Mutual Investment Services, LLC$25007-26-2019
Lantz Allan MartinLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-11-2019
Sage Walker DemullLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-10-2019
Next Page »

Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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