Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Eric Joseph KiblenLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-01-2009
Kirby Charles BrownLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-01-2009
Ryan Lee SkinnerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1007-14-2009
Graham Charles GreenLPL Financial LLCNorthwestern Mutual Investment Services, LLC$20004-30-2010
Elaine Qun YuLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-30-2010
James Michael LuongoLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1005-18-2010
Christopher Robert OwenLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-11-2010
Eileen M. BrogliLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-23-2010
Marshall J. ThomasLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5011-02-2010
Torsten SaileLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-13-2010
Glen Sansue ParkLPL Financial LLCNorthwestern Mutual Investment Services, LLC$1012-14-2010
Paul Douglas King IILPL Financial LLCNorthwestern Mutual Investment Services, LLC12-14-2010
Kathryn Ann SupkoLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2512-15-2010
James Herbert Hunt IVLPL Financial LLCNorthwestern Mutual Investment Services, LLC$103-14-2011
Steven James CochlanLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-15-2011
John Todd VandervoornLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-27-2011
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-19-2011
Jonathan Miles CunninghamLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-31-2011
Joseph Peter FarhattLPL Financial LLCNorthwestern Mutual Investment Services, LLC10-17-2011
Kevin Lloyd KaedingLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-01-2011
Joseph Nicholas Grabar IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC$2511-30-2011
Christopher J CrockLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-06-2011
David Michael CrooksLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10002-01-2012
Gary Scott SluckLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-01-2012
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.