Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron C. TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Adam Scott AriosaLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10008-19-2011
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Anselveno Chino GutierrezLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-13-2016
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Antoine Emmette ToussaintLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Ashley Nicole CreelLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-02-2015
Audrey Lynn SnyderLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Beau Michael SimonLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-09-2017
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Brad UrbanLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-31-2012
Brent James EmchLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-29-2016
Brian Christopher McGeehonLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Brian Kenneth MaroisLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-07-2014
Bruno Viana LanferniniLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-01-2015
Carol Ann JuhlLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10010-01-2015
Christina Nicole MeglioLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Christopher A LiguoriLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-19-2015
Christopher BukowczykLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-25-2015
Christopher Joseph CrockLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-06-2011
Christopher Michael SchankLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Christopher Robert OwenLPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2010
Christopher Todd GorabLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-25-2015
Chungju HsiehLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-25-2015
Cindy Ann SandersLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-30-2018
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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