Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Strunk JrLPL Financial LLCPNC Investments09-08-2020
Andrew Wheeler OmalleyLPL Financial LLCPNC Investments$15007-24-2020
Brian A PowellLPL Financial LLCPNC Investments$2507-20-2020
Lillie Ann PowellLPL Financial LLCPNC Investments$2,00005-26-2020
Craig L AndresLPL Financial LLCPNC Investments12-20-2019
Robert J ShannonLPL Financial LLCPNC Investments$5009-06-2019
Kimberly Sue WeithmanLPL Financial LLCPNC Investments08-09-2019
Jennifer S GreeneLPL Financial LLCPNC Investments04-23-2019
THOMAS FRANCIS NICHOLS JrLPL Financial LLCPNC Investments$5003-08-2019
John Samuel Fitch IIILPL Financial LLCPNC Investments11-08-2018
Brad MolineuxLPL Financial LLCPNC Investments$15011-07-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Justin Barry NeighbourLPL Financial LLCPNC Investments10-04-2018
Robert Charles LitwinLPL Financial LLCPNC Investments$15010-01-2018
Steve Pollock Jane Rocks Robert Litwin Tom Becker and Michael SchneiderLPL Financial LLCPNC Investments$22509-28-2018
Jane Ann RocksLPL Financial LLCPNC Investments$5009-28-2018
Stephen Gary PollockLPL Financial LLCPNC Investments$5009-28-2018
Joshua E EngelsLPL Financial LLCPNC Investments07-05-2018
Jeffery Noel SpanglerLPL Financial LLCPNC Investments06-01-2018
Pasquale GiannellaLPL Financial LLCPNC Investments12-01-2017
Jeff BevacquaLPL Financial LLCPNC Investments10-23-2017
Joseph RiccelliLPL Financial LLCPNC Investments$7309-29-2017
Joseph P RiccelliLPL Financial LLCPNC Investments09-29-2017
James McGeehinLPL Financial LLCPNC Investments$5807-07-2017
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.