Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Anthony HemlerLPL Financial LLCPNC Investments06-26-2009
Todd Wayne WelchLPL Financial LLCPNC Investments09-21-2009
Sharon Lawson GrinestaffLPL Financial LLCPNC Investments10-07-2009
Regina Emily ManciniLPL Financial LLCPNC Investments12-08-2009
David Russell NetererLPL Financial LLCPNC Investments$5001-04-2010
Todd Charles GalinkoLPL Financial LLCPNC Investments01-15-2010
Sunwook JinLPL Financial LLCPNC Investments$2505-06-2010
Joshua Tyler ReynoldsLPL Financial LLCPNC Investments07-21-2010
David Karl WrightLPL Financial LLCPNC Investments12-03-2010
Diane GardnerLPL Financial LLCPNC Investments12-03-2010
Kelly I. BateyLPL Financial LLCPNC Investments12-10-2010
Trent Kealii SantosLPL Financial LLCPNC Investments01-31-2011
Jan Marie Zaccanini-HughesLPL Financial LLCPNC Investments02-11-2011
Emilio Jose SolorzanoLPL Financial LLCPNC Investments06-16-2011
Clare Terese FrederickLPL Financial LLCPNC Investments12-16-2011
Richard L. MossLPL Financial LLCPNC Investments12-16-2011
Eric Andrew BeahnLPL Financial LLCPNC Investments01-30-2012
James Kenneth Lyons Jr.LPL Financial LLCPNC Investments$2502-17-2012
Greg David DufalaLPL Financial LLCPNC Investments04-23-2012
Vernon Burdell CunninghamLPL Financial LLCPNC Investments$1011-09-2012
Allan Robert JonesLPL Financial LLCPNC Investments12-05-2012
Hope Ann HochLPL Financial LLCPNC Investments$5003-15-2013
Magda Tjandrakusuma EghbalLPL Financial LLCPNC Investments05-20-2013
Michael William CoffeyLPL Financial LLCPNC Investments05-31-2013
Frank Anthony Mularz IIILPL Financial LLCPNC Investments$1007-17-2013
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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