Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Michele CastilloLPL Financial LLCRBC Capital Markets, LLC03-17-2017
Curt Mathew BeyerLPL Financial LLCRBC Capital Markets, LLC$5002-03-2017
Joseph Ralph AbbruzziLPL Financial LLCRBC Capital Markets, LLC$10011-10-2016
Andrew Stuart BoydLPL Financial LLCRBC Capital Markets, LLC$5008-26-2016
Brian Jerold WhinneryLPL Financial LLCRBC Capital Markets, LLC03-31-2016
Adam Jason RickLPL Financial LLCRBC Capital Markets, LLC10-15-2015
Peter Andrew WeilLPL Financial LLCRBC Capital Markets, LLC$2509-11-2015
Sarah Lynn PaisLPL Financial LLCRBC Capital Markets, LLC09-04-2015
Peter Efstathios DrakatosLPL Financial LLCRBC Capital Markets, LLC$15006-14-2013
Douglas Alan KuhnLPL Financial LLCRBC Capital Markets, LLC10-26-2012
Kelly Perkins RigasLPL Financial LLCRBC Capital Markets, LLC$10005-30-2012
John George PersaLPL Financial LLCRBC Capital Markets, LLC12-20-2011
Janet Lynn GanongLPL Financial LLCRBC Capital Markets, LLC12-20-2011
Robert Allison KieckheferLPL Financial LLCRBC Capital Markets, LLC12-20-2011
Ralph Michaels SlocumLPL Financial LLCRBC Capital Markets, LLC$10009-23-2010
Trina Jacqleen CisnerosLPL Financial LLCRBC Capital Markets, LLC09-23-2010
David Paul KonopinskiLPL Financial LLCRBC Capital Markets, LLC10-30-2009
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC10-01-2009
Carolyn Jean GanzLPL Financial LLCRBC Capital Markets, LLC09-09-2009
Mark Vincent ReismeierLPL Financial LLCRBC Capital Markets, LLC08-13-2009
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC$2504-24-2009
Joan Mindy BernsteinLPL Financial LLCRBC Capital Markets, LLC$5001-28-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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