Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenton Andrew HauxwellLPL Financial LLCRaymond James Financial Services, Inc.$5007-15-2019
Robert Collins RolandLPL Financial LLCRaymond James Financial Services, Inc.$15006-28-2019
Gary Lee DouviaLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Drushelle Marie WarnickLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Chad Alexander RolandLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Robert Blair RolandLPL Financial LLCRaymond James Financial Services, Inc.$5006-28-2019
Joseph Anthony PerrettaLPL Financial LLCRaymond James Financial Services, Inc.$2506-28-2019
Shawn B. PeroffLPL Financial LLCRaymond James Financial Services, Inc.06-26-2019
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Eric Robert ListickLPL Financial LLCRaymond James Financial Services, Inc.$2505-31-2019
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services, Inc.04-24-2019
Michael S. JohnsonLPL Financial LLCRaymond James Financial Services, Inc.$2504-22-2019
Ann-Marie SepukaLPL Financial LLCRaymond James Financial Services, Inc.$24003-29-2019
Janine Schorr MorrisonLPL Financial LLCRaymond James Financial Services, Inc.$2503-29-2019
Cory Eugene VangeffenLPL Financial LLCRaymond James Financial Services, Inc.03-28-2019
Ronald David Peterson Jr.LPL Financial LLCRaymond James Financial Services, Inc.03-25-2019
Kyle Katsumi KagimotoLPL Financial LLCRaymond James Financial Services, Inc.$10003-21-2019
Gavin Takeo TaniokaLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Robert B. SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Jennifer Kathryn PieronekLPL Financial LLCRaymond James Financial Services, Inc.$15001-28-2019
Tracy Ann SheaLPL Financial LLCRaymond James Financial Services, Inc.$5001-16-2019
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Leslie Kenneth GayLPL Financial LLCRaymond James Financial Services, Inc.$10012-07-2018
Laura Ann StanekLPL Financial LLCRaymond James Financial Services, Inc.$3712-07-2018
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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