Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George D. GillenLPL Financial LLCRaymond James Financial Services, Inc.01-06-2009
David M. BridgesLPL Financial LLCRaymond James Financial Services, Inc.01-06-2009
Adnan Hamid HussainLPL Financial LLCRaymond James Financial Services, Inc.01-20-2009
Jason Michael KooistraLPL Financial LLCRaymond James Financial Services, Inc.02-23-2009
Lori Ann WattLPL Financial LLCRaymond James Financial Services, Inc.$10003-11-2009
Susan Christine KuhlenbeckLPL Financial LLCRaymond James Financial Services, Inc.$10003-11-2009
Jennifer Beth BartzLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
Scott David HeinsLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
William Eric OttoLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
Christopher William MitchellLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
Thomas Eugene WilkinsLPL Financial LLCRaymond James Financial Services, Inc.06-18-2009
Stephen Girard TrottierLPL Financial LLCRaymond James Financial Services, Inc.06-22-2009
Steven Elmer ZarrLPL Financial LLCRaymond James Financial Services, Inc.11-23-2009
Danette West StarksLPL Financial LLCRaymond James Financial Services, Inc.03-25-2010
Tina Kay TaylorLPL Financial LLCRaymond James Financial Services, Inc.03-26-2010
John Harold GiffordLPL Financial LLCRaymond James Financial Services, Inc.04-23-2010
William Scott OverlandLPL Financial LLCRaymond James Financial Services, Inc.$5006-07-2010
Christopher Shannon HudgensLPL Financial LLCRaymond James Financial Services, Inc.$2508-20-2010
Renee Whiteford UnderwoodLPL Financial LLCRaymond James Financial Services, Inc.$2509-01-2010
Craig Alan FelhandlerLPL Financial LLCRaymond James Financial Services, Inc.11-24-2010
James Eric WeaverLPL Financial LLCRaymond James Financial Services, Inc.11-30-2010
Richard Justin GrecoLPL Financial LLCRaymond James Financial Services, Inc.01-20-2011
Scott D. MundalLPL Financial LLCRaymond James Financial Services, Inc.03-07-2011
Todd Alan LawrenceLPL Financial LLCRaymond James Financial Services, Inc.03-07-2011
Keith Allan Svendby Jr.LPL Financial LLCRaymond James Financial Services, Inc.$5003-23-2011
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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