Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noah James MazurLPL Financial LLCSII Investments, Inc.10-31-2014
Tina Marie HallierLPL Financial LLCSII Investments, Inc.$5001-27-2015
Donald John WeyenbergLPL Financial LLCSII Investments, Inc.06-22-2016
Richard Allan BerlinskiLPL Financial LLCSII Investments, Inc.11-01-2016
James Alan HenkelLPL Financial LLCSII Investments, Inc.11-01-2016
John C. StadtmuellerLPL Financial LLCSII Investments, Inc.01-26-2017
Michael Richard Mazzella Sr.LPL Financial LLCSII Investments, Inc.04-10-2017
Debbi FriedmanLPL Financial LLCSII Investments, Inc.$15012-08-2017
Lee Alan RosenblumLPL Financial LLCSII Investments, Inc.$5012-08-2017
Michael Lee Dunnigan Sr.LPL Financial LLCSII Investments, Inc.$40002-14-2018
Jeffrey Allen MulhernLPL Financial LLCSII Investments, Inc.$25002-14-2018
Richard Louis MorrellLPL Financial LLCSII Investments, Inc.$20002-14-2018
Gerald Jay LamalfaLPL Financial LLCSII Investments, Inc.$15002-14-2018
Thomas Michael FrossLPL Financial LLCSII Investments, Inc.$15002-14-2018
Frederick James GuistLPL Financial LLCSII Investments, Inc.$15002-14-2018
Conrad Lee KerberLPL Financial LLCSII Investments, Inc.$14402-14-2018
David James ShawLPL Financial LLCSII Investments, Inc.$12502-14-2018
Paul Daniel CulbertsonLPL Financial LLCSII Investments, Inc.$10302-14-2018
Conrad Earl PearsonLPL Financial LLCSII Investments, Inc.$10002-14-2018
Brian Joseph JensenLPL Financial LLCSII Investments, Inc.$10002-14-2018
Mark Edwin ThorneLPL Financial LLCSII Investments, Inc.$10002-14-2018
Timothy Randall BanksLPL Financial LLCSII Investments, Inc.$8702-14-2018
Carey Michael WolfLPL Financial LLCSII Investments, Inc.$5002-14-2018
John MedeirosLPL Financial LLCSII Investments, Inc.$5002-14-2018
Rickey Ray SienkiewiczLPL Financial LLCSII Investments, Inc.$5002-14-2018
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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