Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Anthony RaoLPL Financial LLCSagePoint Financial, Inc.05-19-2020
Richard Paul MorrowLPL Financial LLCSagePoint Financial, Inc.05-13-2020
Michael Francis GradyLPL Financial LLCSagePoint Financial, Inc.$5005-07-2020
Jared Brant KoelkerLPL Financial LLCSagePoint Financial, Inc.03-10-2020
Kathryn Marie CarterLPL Financial LLCSagePoint Financial, Inc.$5001-31-2020
Mark Alan LikesLPL Financial LLCSagePoint Financial, Inc.01-07-2020
Patrick Louis BivonaLPL Financial LLCSagePoint Financial, Inc.01-07-2020
Kenneth Hal RosenblumLPL Financial LLCSagePoint Financial, Inc.01-07-2020
David Wainwright Buys IILPL Financial LLCSagePoint Financial, Inc.01-07-2020
Salvatore Dispenziere IIILPL Financial LLCSagePoint Financial, Inc.01-07-2020
Nuri Gunes Jr.LPL Financial LLCSagePoint Financial, Inc.01-07-2020
Gregory Jan KrpalekLPL Financial LLCSagePoint Financial, Inc.$10001-03-2020
Craig E. LewellingLPL Financial LLCSagePoint Financial, Inc.$5001-03-2020
Alan H. BermanLPL Financial LLCSagePoint Financial, Inc.$1001-02-2020
David Andrew ScottLPL Financial LLCSagePoint Financial, Inc.01-02-2020
Steven Scott LarsonLPL Financial LLCSagePoint Financial, Inc.$1001-02-2020
Michael Jay LynchLPL Financial LLCSagePoint Financial, Inc.$20001-02-2020
Sandra Jane LarsonLPL Financial LLCSagePoint Financial, Inc.01-02-2020
Michael Lee SiscoLPL Financial LLCSagePoint Financial, Inc.$5001-02-2020
Timothy Sean FreyLPL Financial LLCSagePoint Financial, Inc.01-02-2020
Casey Allen LarsonLPL Financial LLCSagePoint Financial, Inc.01-02-2020
Anthony Peter RicciLPL Financial LLCSagePoint Financial, Inc.12-13-2019
Dean Mamoru KumagawaLPL Financial LLCSagePoint Financial, Inc.12-13-2019
Kenneth Allen MasonLPL Financial LLCSagePoint Financial, Inc.12-13-2019
Kim Patrick LoewerLPL Financial LLCSagePoint Financial, Inc.$5012-13-2019
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.