Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart Ray Gardner Jr.LPL Financial LLCSecurities America, Inc.04-08-2009
Mark John FisherLPL Financial LLCSecurities America, Inc.$1008-18-2010
Daniel E CwikLPL Financial LLCSecurities America, Inc.10-21-2010
Kelly Lee StraubLPL Financial LLCSecurities America, Inc.$15012-06-2010
James Baker Russell IIILPL Financial LLCSecurities America, Inc.12-06-2010
William Montgomery Traer IIILPL Financial LLCSecurities America, Inc.$5012-06-2010
Amelia B. WoodLPL Financial LLCSecurities America, Inc.12-06-2010
Dennis L. DavisLPL Financial LLCSecurities America, Inc.$2512-06-2010
David S. Elder Jr.LPL Financial LLCSecurities America, Inc.12-06-2010
Carmen Maria B. AndrewsLPL Financial LLCSecurities America, Inc.12-07-2010
Douglas Moreland KingLPL Financial LLCSecurities America, Inc.$10012-09-2010
David Stephen SpannLPL Financial LLCSecurities America, Inc.12-13-2010
Leo Alan GotleibLPL Financial LLCSecurities America, Inc.01-28-2011
Stacy Robert PriebeLPL Financial LLCSecurities America, Inc.$1002-14-2011
Jeffrey Richard WalkerLPL Financial LLCSecurities America, Inc.$5002-25-2011
John Patrick GannonLPL Financial LLCSecurities America, Inc.03-28-2011
Carolyn Susan RickerLPL Financial LLCSecurities America, Inc.$10004-04-2011
Abigail Elizabeth AllenLPL Financial LLCSecurities America, Inc.$2504-18-2011
David Michael SmithLPL Financial LLCSecurities America, Inc.05-04-2011
William Mathew WaltersLPL Financial LLCSecurities America, Inc.05-04-2011
Robert S. HarrellLPL Financial LLCSecurities America, Inc.05-05-2011
George Christopher ScarboroughLPL Financial LLCSecurities America, Inc.05-31-2011
Michael J. CrewsLPL Financial LLCSecurities America, Inc.05-31-2011
Robert Edwin HapanowiczLPL Financial LLCSecurities America, Inc.06-02-2011
Ronald Charles MillsLPL Financial LLCSecurities America, Inc.$2506-03-2011
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Showing 1 to 25 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.