Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Albin SmithLPL Financial LLCSecurities America, Inc.08-09-2011
Henry Hank W. CleareLPL Financial LLCSecurities America, Inc.08-09-2011
Cynthia Lynn SkaggsLPL Financial LLCSecurities America, Inc.08-09-2011
Gary Frank KlaricLPL Financial LLCSecurities America, Inc.08-09-2011
Joshua Robert DonleyLPL Financial LLCSecurities America, Inc.$2508-09-2011
Temp Sessoms Davis IVLPL Financial LLCSecurities America, Inc.$2508-09-2011
Patrick Ronald WrennLPL Financial LLCSecurities America, Inc.08-09-2011
Kimberly B. HincheyLPL Financial LLCSecurities America, Inc.08-09-2011
Sandra Ann SalemLPL Financial LLCSecurities America, Inc.08-09-2011
Adrienne M. MedlinLPL Financial LLCSecurities America, Inc.08-09-2011
Mickey Lee SmithLPL Financial LLCSecurities America, Inc.$5008-09-2011
James Stephen CallahamLPL Financial LLCSecurities America, Inc.08-09-2011
Scott Dillon BechelyLPL Financial LLCSecurities America, Inc.08-11-2011
Theodore LumLPL Financial LLCSecurities America, Inc.$5008-15-2011
Daniel Thomas DuboisLPL Financial LLCSecurities America, Inc.$5008-16-2011
Alan Miles MorganLPL Financial LLCSecurities America, Inc.$10008-26-2011
Melissa Deborah OsuchLPL Financial LLCSecurities America, Inc.08-26-2011
Stephen Ted HullLPL Financial LLCSecurities America, Inc.$10009-06-2011
Gregory Scott PaceLPL Financial LLCSecurities America, Inc.09-15-2011
Shawn M. DotyLPL Financial LLCSecurities America, Inc.09-16-2011
John Arthur RaudatLPL Financial LLCSecurities America, Inc.09-30-2011
Joseph William LeuchtmannLPL Financial LLCSecurities America, Inc.$5010-31-2011
Anton James BayerLPL Financial LLCSecurities America, Inc.$10011-01-2011
Martin Barry LaderLPL Financial LLCSecurities America, Inc.$1011-04-2011
Sharon Dee RanneyLPL Financial LLCSecurities America, Inc.$2511-09-2011
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Showing 76 to 100 of 271 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.