Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart Ray Gardner Jr.LPL Financial LLCSecurities America, Inc.04-08-2009
David Michael SmithLPL Financial LLCSecurities America, Inc.05-04-2011
William Mathew WaltersLPL Financial LLCSecurities America, Inc.05-04-2011
Robert S. HarrellLPL Financial LLCSecurities America, Inc.05-05-2011
Kimberly Joan DeprosperoLPL Financial LLCSecurities America, Inc.08-09-2011
Joan Elizabeth TillettLPL Financial LLCSecurities America, Inc.08-09-2011
Sanford Leroy SmithLPL Financial LLCSecurities America, Inc.$5008-09-2011
Patrick Jude HincheyLPL Financial LLCSecurities America, Inc.$5008-09-2011
Paul Albin SmithLPL Financial LLCSecurities America, Inc.08-09-2011
Henry Hank W. CleareLPL Financial LLCSecurities America, Inc.08-09-2011
Temp Sessoms Davis IVLPL Financial LLCSecurities America, Inc.$2508-09-2011
Kimberly B. HincheyLPL Financial LLCSecurities America, Inc.08-09-2011
Mickey Lee SmithLPL Financial LLCSecurities America, Inc.$5008-09-2011
Theodore LumLPL Financial LLCSecurities America, Inc.$5008-15-2011
Daniel Thomas DuboisLPL Financial LLCSecurities America, Inc.$5008-16-2011
Shawn M. DotyLPL Financial LLCSecurities America, Inc.09-16-2011
Anton James BayerLPL Financial LLCSecurities America, Inc.$10011-01-2011
Sharon Dee RanneyLPL Financial LLCSecurities America, Inc.$2511-09-2011
Michelle Rodler BlessLPL Financial LLCSecurities America, Inc.07-24-2012
Andrew Paul AtchisonLPL Financial LLCSecurities America, Inc.08-26-2014
Paul Douglas DuncanLPL Financial LLCSecurities America, Inc.01-11-2016
Tyler E. SchultzLPL Financial LLCSecurities America, Inc.$2504-29-2016
Winnie Yuen Yee LeongLPL Financial LLCSecurities America, Inc.02-17-2017
Carl Eugene BlalockLPL Financial LLCSecurities America, Inc.$2505-24-2017
Jennifer Goux LindgrenLPL Financial LLCSecurities America, Inc.01-09-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.