Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric NeuwirthLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5005-23-2019
John Charles Browne Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated12-11-2018
Gary Wayne LenonLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5006-01-2018
Ronald Howard MecklerLPL Financial LLCStifel, Nicolaus & Company, Incorporated$2505-11-2018
Steven R FrazierLPL Financial LLCStifel, Nicolaus & Company, Incorporated03-23-2018
Peter PappasLPL Financial LLCStifel, Nicolaus & Company, Incorporated$2503-02-2018
Peter Anthony PiccininiLPL Financial LLCStifel, Nicolaus & Company, Incorporated10-26-2017
Christopher P GenatossioLPL Financial LLCStifel, Nicolaus & Company, Incorporated07-07-2017
Gerry Raymond NemetzLPL Financial LLCStifel, Nicolaus & Company, Incorporated$10007-01-2016
Peter BellLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5001-11-2016
Peter Wright Bell Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated$2501-11-2016
Marshall Stephen KnightLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5004-10-2015
Ed SampLPL Financial LLCStifel, Nicolaus & Company, Incorporated$1011-11-2014
Mark Alan SteenLPL Financial LLCStifel, Nicolaus & Company, Incorporated05-27-2014
Kevin TorresLPL Financial LLCStifel, Nicolaus & Company, Incorporated10-07-2013
Michael Adam DavisLPL Financial LLCStifel, Nicolaus & Company, Incorporated03-22-2013
Albert S. Heaton Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated12-07-2012
John Marshall ForcierLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5004-30-2012
John Carroll FarleyLPL Financial LLCStifel, Nicolaus & Company, Incorporated11-10-2011
April Annette MasteyLPL Financial LLCStifel, Nicolaus & Company, Incorporated$2507-15-2011
Andrea Jane GrahamLPL Financial LLCStifel, Nicolaus & Company, Incorporated11-19-2010
Ray Dean MizeLPL Financial LLCStifel, Nicolaus & Company, Incorporated05-26-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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