Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary L Hall JrLPL Financial LLCUBS Financial Services Inc.$16007-19-2019
Paul Levy Jr William PierLPL Financial LLCUBS Financial Services Inc.$16002-04-2015
Curtis Rex HansonLPL Financial LLCUBS Financial Services Inc.09-09-2020
Justin M NimockLPL Financial LLCUBS Financial Services Inc.09-02-2020
Cassie Ann HegwoodLPL Financial LLCUBS Financial Services Inc.07-21-2020
John P BilliterLPL Financial LLCUBS Financial Services Inc.$15006-11-2020
Andrew HarppLPL Financial LLCUBS Financial Services Inc.$2504-06-2020
Bennett Harris BermanLPL Financial LLCUBS Financial Services Inc.03-26-2020
Michael Andrew CohnLPL Financial LLCUBS Financial Services Inc.01-30-2020
Alexander James WillhiteLPL Financial LLCUBS Financial Services Inc.01-22-2020
Paul Edward JohnsonLPL Financial LLCUBS Financial Services Inc.11-08-2019
Matthew Shane LuskLPL Financial LLCUBS Financial Services Inc.$2511-08-2019
Kimberly A Parker HansenLPL Financial LLCUBS Financial Services Inc.$10008-29-2019
Cary L Hall JrLPL Financial LLCUBS Financial Services Inc.$5007-19-2019
Jamie Lawrence BaraldiLPL Financial LLCUBS Financial Services Inc.$28007-02-2019
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$5007-02-2019
Sagorica Basu RudraLPL Financial LLCUBS Financial Services Inc.$5004-29-2019
Carolyn Marie FilaskyLPL Financial LLCUBS Financial Services Inc.$2508-01-2018
Robert Dale LuceLPL Financial LLCUBS Financial Services Inc.$5007-20-2018
William Arthur PierceLPL Financial LLCUBS Financial Services Inc.05-29-2018
Jeffery Alan MooreLPL Financial LLCUBS Financial Services Inc.02-23-2018
Gregory Jackson BaxterLPL Financial LLCUBS Financial Services Inc.01-10-2018
Richard Donald VlasakLPL Financial LLCUBS Financial Services Inc.$15011-10-2017
Erik Carl SmithLPL Financial LLCUBS Financial Services Inc.08-24-2017
Magen Elyse AskeLPL Financial LLCUBS Financial Services Inc.06-01-2017
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.