Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Carey BurnsLPL Financial LLCUBS Financial Services Inc.$20001-05-2009
Jack A Cliff Jr.LPL Financial LLCUBS Financial Services Inc.$10001-05-2009
Arthur Michael CordtsLPL Financial LLCUBS Financial Services Inc.$1001-09-2009
Eugene Ronald PriceLPL Financial LLCUBS Financial Services Inc.$2501-14-2009
Frank Robinson Buchanan IVLPL Financial LLCUBS Financial Services Inc.01-15-2009
Joseph Michael MasielloLPL Financial LLCUBS Financial Services Inc.$1002-23-2009
Melissa Ann KohlerLPL Financial LLCUBS Financial Services Inc.02-25-2009
Linda Rene CoulsonLPL Financial LLCUBS Financial Services Inc.$1003-06-2009
Noel Richardson SherryLPL Financial LLCUBS Financial Services Inc.03-26-2009
Paul Arthur PetersonLPL Financial LLCUBS Financial Services Inc.$2504-03-2009
Joel GinsburgLPL Financial LLCUBS Financial Services Inc.$2504-03-2009
Franklin E. DeemsLPL Financial LLCUBS Financial Services Inc.$2504-15-2009
Vicki Lynn MarchandLPL Financial LLCUBS Financial Services Inc.$2504-17-2009
Ryan Noel KruegerLPL Financial LLCUBS Financial Services Inc.04-17-2009
Alfred Charles HillLPL Financial LLCUBS Financial Services Inc.$5004-23-2009
Scott Patrick ConnorsLPL Financial LLCUBS Financial Services Inc.04-23-2009
Janet Lee SimonLPL Financial LLCUBS Financial Services Inc.$2504-28-2009
Richard ClonchLPL Financial LLCUBS Financial Services Inc.04-28-2009
David Loran CostaLPL Financial LLCUBS Financial Services Inc.$2504-30-2009
Darrin James MarkeyLPL Financial LLCUBS Financial Services Inc.04-30-2009
Brad KalasLPL Financial LLCUBS Financial Services Inc.$5005-01-2009
Joachim Franz-Gotthard WirthLPL Financial LLCUBS Financial Services Inc.05-04-2009
Dmitry ArshanskyLPL Financial LLCUBS Financial Services Inc.$1005-13-2009
Allan Lee HayLPL Financial LLCUBS Financial Services Inc.05-13-2009
Catherine ScheuberLPL Financial LLCUBS Financial Services Inc.05-14-2009
Next Page »

Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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