Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Jeffrey HallLPL Financial LLCWaddell & Reed12-13-2019
Jack Jeffrey HallLPL Financial LLCWaddell & Reed12-10-2019
Earl David BurnettLPL Financial LLCWaddell & Reed11-21-2019
Nicholas Wilken ClarkLPL Financial LLCWaddell & Reed10-16-2019
Bridget Valexa JacksonLPL Financial LLCWaddell & Reed$10009-20-2019
David Jerome JacksonLPL Financial LLCWaddell & Reed$25009-20-2019
Amanda Erin CampbellLPL Financial LLCWaddell & Reed$25009-20-2019
Thomas George DelaneyLPL Financial LLCWaddell & Reed08-28-2019
Chad Michael WinnLPL Financial LLCWaddell & Reed$25007-25-2019
Joyce Marie Sullivan TarrisLPL Financial LLCWaddell & Reed07-25-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Edward John FrellyLPL Financial LLCWaddell & Reed$10006-03-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Jacob Eli MurrayLPL Financial LLCWaddell & Reed$10005-23-2019
Michael David CanavanLPL Financial LLCWaddell & Reed05-23-2019
Joseph David FalconeLPL Financial LLCWaddell & Reed$10002-11-2019
Murray Louis HougenLPL Financial LLCWaddell & Reed$25001-22-2019
Roohi Khan DarugarLPL Financial LLCWaddell & Reed12-19-2018
John Douglas McFarlandLPL Financial LLCWaddell & Reed11-26-2018
James Kerns PettyLPL Financial LLCWaddell & Reed10-31-2018
Kendle Francom SmithLPL Financial LLCWaddell & Reed10-24-2018
Jason Andrew BlackLPL Financial LLCWaddell & Reed10-01-2018
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
Richard William DamonLPL Financial LLCWaddell & Reed09-28-2018
Thomas Michael SmithLPL Financial LLCWaddell & Reed09-28-2018
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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