Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Joy PouncyLPL Financial LLCWells Fargo Clearing Services, LLC$10003-29-2019
Dennis RushingLPL Financial LLCBBVA Securities Inc.03-11-2019
Tyler A. FosterLPL Financial LLCWells Fargo Clearing Services, LLC01-18-2019
John David HoltLPL Financial LLCCUSO Financial Services, L.P.01-14-2019
John Quincy AkinsLPL Financial LLCCenter Street Securities, Inc.12-17-2018
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
Lawrence Abraham Crisp IIILPL Financial LLCPark Avenue Securities LLC$1007-31-2018
Eugene Perrin Elebash IVLPL Financial LLCWells Fargo Advisors Financial Network, LLC07-16-2018
Larry Allen WalckLPL Financial LLCCetera Advisors LLC$1006-06-2018
Kristie L. PassavantLPL Financial LLCINVEST Financial Corporation02-14-2018
Matthew Shannon WilsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Robert Randolph LottLPL Financial LLCINVEST Financial Corporation02-14-2018
Lonnie Dale VollrathLPL Financial LLCNational Planning Corporation11-29-2017
Elizabeth N. BryanLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Gilbert NeighborsLPL Financial LLCWells Fargo Advisors$6311-03-2017
Gilbert Keith NeighborsLPL Financial LLCWells Fargo Clearing Services, LLC$5011-03-2017
Eric T. KingLPL Financial LLCCetera Investment Services LLC10-16-2017
Cody A HitchcockLPL Financial LLCBBVA Securities Inc.09-29-2017
Dennis Laird, Donald Lundy, Jogn PfaudlerLPL Financial LLCAmeriprise Financial Services, Inc.$12012-02-2016
Robert TatumLPL Financial LLCInfinex$6004-11-2016
Robert Granberry TatumLPL Financial LLCInfinex Investments, Inc.$10004-11-2016
R. Paul Paul JohnsonLPL Financial LLCBBVA Securities Inc.10-28-2015
Melissa L. GriffithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2015
Robert Ernest LasherLPL Financial LLCInvestors Capital Corp.08-24-2015
Bobby Mitchell Taylor Jr.LPL Financial LLCProEquities, Inc.07-16-2015
Next Page »

Showing 1 to 25 of 73 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.