Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tim Hendrix Brad Hendrix Sr Brad Hendrix Jr LPL Financial LLCSSN Advisory, Inc.$18009-01-2020
Robert TatumLPL Financial LLCInfinex Investments, Inc.$6004-11-2016
Dennis Laird Donald Lundy Jogn PfaudlerLPL Financial LLCAmeriprise Financial Services, LLC$12012-02-2016
Brian Hinson Bob Johnson Jonathan HornsbyLPL Financial LLCLincoln Financial Securities Corporation$25004-30-2015
DeLynn Zell Pete McCarn Jeris Burns David LeCompteLPL Financial LLCLincoln Financial Securities Corporation$1,00008-14-2012
Bobby WhiteLPL Financial LLCSecurities America, Inc.08-10-2011
Blake Henry Laurel Jackson CallawayLPL Financial LLCRaymond James & Associates, Inc.$10011-13-2019
Christopher Hagen Daniel SloanLPL Financial LLCMorgan Keegan & Company, Inc.$18001-04-2012
Gilbert NeighborsLPL Financial LLCWells Fargo Clearing Services, LLC$6311-03-2017
Dean Allan Gambrell SrLPL Financial LLCSecurities Service Network, LLC09-01-2020
BRAD ALAN HENDRIX SrLPL Financial LLCSecurities Service Network, LLC$1809-01-2020
Charles Bennett CarltonLPL Financial LLCSecurities Service Network, LLC09-01-2020
George Ray YeagerLPL Financial LLCSecurities Service Network, LLC09-01-2020
Brad Alan HendrixLPL Financial LLCSecurities Service Network, LLC09-01-2020
Dean Allan Gambrell JrLPL Financial LLCSecurities Service Network, LLC09-01-2020
Stephen Jerome LafolletteLPL Financial LLCWells Fargo Clearing Services, LLC$10008-11-2020
Robert Clay BlackwellLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2020
Edward Heath GoodsonLPL Financial LLCMorgan Stanley05-27-2020
Daniel F PaulkLPL Financial LLCFirst Command Brokerage Services, Inc.05-18-2020
Jeffery Adam VandiverLPL Financial LLCCetera Investment Services LLC03-25-2020
Stracy Darrin ChathamLPL Financial LLCSecurities America, Inc.02-27-2020
Joshua Steven DailyLPL Financial LLCCetera Investment Services LLC02-03-2020
John Robert IrelandLPL Financial LLCWells Fargo Clearing Services, LLC11-19-2019
Blake Hayden HenryLPL Financial LLCRaymond James Financial Services, Inc.$15011-13-2019
Laurel Jackson CallawayLPL Financial LLCRaymond James Financial Services, Inc.11-13-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.