Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis RushingLPL Financial LLCBBVA Securities Inc.03-11-2019
Tyler A. FosterLPL Financial LLCWells Fargo Clearing Services, LLC01-18-2019
John David HoltLPL Financial LLCCUSO Financial Services, L.P.01-14-2019
John Quincy AkinsLPL Financial LLCCenter Street Securities, Inc.12-17-2018
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
Eugene Perrin Elebash IVLPL Financial LLCWells Fargo Advisors Financial Network, LLC07-16-2018
Kristie L. PassavantLPL Financial LLCINVEST Financial Corporation02-14-2018
Matthew Shannon WilsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Robert Randolph LottLPL Financial LLCINVEST Financial Corporation02-14-2018
Lonnie Dale VollrathLPL Financial LLCNational Planning Corporation11-29-2017
Elizabeth N. BryanLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Eric T. KingLPL Financial LLCCetera Investment Services LLC10-16-2017
Cody A HitchcockLPL Financial LLCBBVA Securities Inc.09-29-2017
R. Paul Paul JohnsonLPL Financial LLCBBVA Securities Inc.10-28-2015
Melissa L. GriffithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2015
Robert Ernest LasherLPL Financial LLCInvestors Capital Corp.08-24-2015
Bobby Mitchell Taylor Jr.LPL Financial LLCProEquities, Inc.07-16-2015
Abria Jacquelyne JohnsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Brian Troy HinsonLPL Financial LLCLincoln Financial Advisors Corporation04-30-2015
Milton Oliver Booth IIILPL Financial LLCJohnson Sterling, Inc.12-16-2014
Charlton Fair Anderson Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2014
Kevin Michael StuartLPL Financial LLCPNC Investments12-02-2014
Lee Frank Jenkins IIILPL Financial LLCMetLife Securities Inc.10-07-2014
Robert C. NormanLPL Financial LLCSunTrust Investment Services, Inc.08-28-2014
Chadwick Blair ShullLPL Financial LLCCetera Investment Services LLC11-05-2013
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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