Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Ann KohlerLPL Financial LLCUBS Financial Services Inc.02-25-2009
David Ryan PresleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Nicholas Andrew TyburskiLPL Financial LLCRaymond James & Associates, Inc.08-25-2009
Chad DildayLPL Financial LLCArvest Wealth Management12-10-2010
Timothy R. McCarleyLPL Financial LLCMorgan Stanley08-12-2011
Terry Lynn DillonLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Rhonda Head LabordeLPL Financial LLCUvest Financial Services Group, Inc.$1010-11-2011
Paul Gregory MarxLPL Financial LLCEdward Jones12-19-2011
Dennis Louis SmithLPL Financial LLCStephens$15004-02-2012
Clayton L Guthrie, Anthony Jay Elliott, Kenneth Leroy KendallLPL Financial LLCArvest Wealth Management$10004-09-2012
Amanda Jane RolandLPL Financial LLCArvest Wealth Management04-10-2012
Mark Campbell ScottLPL Financial LLCRaymond James Financial Services, Inc.$5005-30-2012
Nicholas C. BrownLPL Financial LLCSecurities America, Inc.12-14-2012
Mona Filat KhairiLPL Financial LLCMorgan Stanley01-23-2013
Donald W. DietzLPL Financial LLCEdward Jones04-01-2013
Erin Colleen EasonLPL Financial LLCMorgan Stanley$5004-08-2014
Johnny Lynn TaylorLPL Financial LLCLieblong & Associates, Inc.01-05-2015
Allen Kent BroylesLPL Financial LLCNext Financial Group, Inc.$1001-30-2015
Marshall R. RainsLPL Financial LLCEdward Jones$1008-28-2015
Christopher Joseph DavisLPL Financial LLCEdward Jones$2510-22-2015
William Louis Criswell Jr.LPL Financial LLCNext Financial Group, Inc.11-30-2015
Joel Aaron NewburnLPL Financial LLCWoodmen Financial Services, Inc.08-02-2016
Bradley Jay IsroffLPL Financial LLCCWM, LLC$5001-19-2017
Candice M. StanleyLPL Financial LLCEdward Jones03-08-2017
Kevin YingstLPL Financial LLCEdward Jones$6703-20-2017
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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