Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Ellen HolderLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2019
Joey Lynn PriceLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2019
Richard C. WethingtonLPL Financial LLCBeam Asset Management, LLC06-18-2019
Ronald Kirk McDanielLPL Financial LLCSimmons First Investment Group, Inc.$10503-20-2019
Chad Harrison CarlsonLPL Financial LLCSIMMONS FIRST INVESTMENT GROUP, INC.$10003-20-2019
William Cary CurzonLPL Financial LLCDelta Trust Investments, Inc.$5003-20-2019
Lisa Jo RabatinLPL Financial LLCDelta Trust Investments, Inc.$2803-20-2019
Andra Elizabeth DillardLPL Financial LLCDelta Trust Investments, Inc.03-20-2019
Stanley Owen McNultyLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
James William WatkinsLPL Financial LLCSIMMONS FIRST INVESTMENT GROUP, INC.03-20-2019
Nathan Reed GreenLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Rebecca Jean MarshallLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
John Peter HoeflLPL Financial LLCAmeriprise Financial Services, Inc.$5010-03-2018
Lara Candice Wilerson DurhamLPL Financial LLCAmeriprise Financial Services, Inc.10-03-2018
Scott R. DailyLPL Financial LLCAmeriprise Financial Services, Inc.$5009-05-2018
Jeffrey William ReevesLPL Financial LLCProEquities, Inc.$15009-04-2018
Gregory Ben PillowLPL Financial LLCProEquities, Inc.$2507-23-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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