Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Michael WinnLPL Financial LLCWaddell & Reed$2507-25-2019
James Michael DavidsLPL Financial LLCSecurities America Advisors, Inc.05-31-2019
Wade T CardonLPL Financial LLCAmeriprise Financial Services, Inc.$8004-25-2019
Martial Camille MartinoniLPL Financial LLCAmeriprise Financial Services, Inc.$9504-25-2019
James Key EdwardsLPL Financial LLCMorgan Stanley$5003-05-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Barak Judah TanzerLPL Financial LLCKMS Financial Services, Inc.$10008-21-2018
James Sam VaccaroLPL Financial LLCBMO Harris Financial Advisors, Inc.06-29-2018
Sone Junior NaunauLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2018
Gary Eugene EckebrechtLPL Financial LLCIncapital LLC02-09-2018
Michael Anthony ZingaleLPL Financial LLCH. Beck, Inc.$112-15-2017
Cedric Matthew WadeLPL Financial LLCNational Planning Corporation11-29-2017
Chad Duane AndersonLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Christopher Ly JohnsonLPL Financial LLCNational Planning Corporation11-29-2017
Daniel Alan BenzerLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
David John VolpeLPL Financial LLCNational Planning Corporation11-29-2017
David Lawrence GivnishLPL Financial LLCNational Planning Corporation$1011-29-2017
Eric Paul CookLPL Financial LLCNational Planning Corporation$2511-29-2017
James Allan HelfinstineLPL Financial LLCNational Planning Corporation$1511-29-2017
John Barton SchannepLPL Financial LLCNational Planning Corporation$10011-29-2017
John Harrison MorrellLPL Financial LLCNational Planning Corporation11-29-2017
Kimberly Anne KruegerLPL Financial LLCNational Planning Corporation11-29-2017
Lee Francis HurneyLPL Financial LLCNational Planning Corporation11-29-2017
Maureen Aleyne VannLPL Financial LLCNational Planning Corporation$111-29-2017
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Showing 1 to 25 of 194 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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