Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen A. NemetzLPL Financial LLCMcClurg Capital Corporation$1011-14-2019
Timothy Jay WoodsLPL Financial LLCAmeriprise Financial Services, Inc.11-04-2019
Terry Lee HooverLPL Financial LLCStifel, Nicolaus & Company, Incorporated09-05-2019
Marcin UrbanowiczLPL Financial LLCCadaret, Grant & Co., Inc.$5008-13-2019
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
Brandon T. WannLPL Financial LLCPresidential Brokerage, Inc.$5005-17-2019
Martial Camille MartinoniLPL Financial LLCAmeriprise Financial Services, Inc.$9504-25-2019
Wade T CardonLPL Financial LLCAmeriprise Financial Services, Inc.$8004-25-2019
James Key EdwardsLPL Financial LLCMorgan Stanley$5003-05-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Sean Thomas NeelLPL Financial LLCJ.P. Morgan Securities LLC03-04-2019
Christina Rose VigneryLPL Financial LLCEdward Jones01-18-2019
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Barak Judah TanzerLPL Financial LLCKMS Financial Services, Inc.$10008-21-2018
James Sam VaccaroLPL Financial LLCBMO Harris Financial Advisors, Inc.06-29-2018
David JazoLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Alejandra ParedesLPL Financial LLCINVEST Financial Corporation02-14-2018
Michael Anthony ZingaleLPL Financial LLCH. Beck, Inc.12-15-2017
John Barton SchannepLPL Financial LLCNational Planning Corporation$10011-29-2017
Arthur Thomas BertolinaLPL Financial LLCNational Planning Corporation$10011-29-2017
Shawn Michael SwensonLPL Financial LLCNational Planning Corporation$10011-29-2017
Robert Tipping CampbellLPL Financial LLCNational Planning Corporation$10011-29-2017
Chad Duane AndersonLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Barclay David SchulzLPL Financial LLCNational Planning Corporation$5011-29-2017
Timothy Robert O'NeilLPL Financial LLCNational Planning Corporation$2511-29-2017
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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