Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, Inc.$1001-02-2009
James Howard Allen IIILPL Financial LLCCue Advisory Services, Inc.01-20-2009
Michael Wesley SammonsLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2009
Richard Scott WaltersLPL Financial LLCGunnAllen Financial, Inc02-06-2009
Richard Andrew BoehmLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Michael Brian McGinleyLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Kevin Hardt FosterLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Adam Paul BishopLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Matthew Jon MichaelLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Terry Don GaleLPL Financial LLCEdward Jones02-25-2009
Gregory James WeigandLPL Financial LLCBanc of America Investment Services, Inc.03-26-2009
Debora Lee WoodLPL Financial LLCMorgan Stanley & Co. Incorporated$5004-13-2009
Mark John FaberLPL Financial LLCWells Fargo Clearing Services, LLC06-02-2009
Thomas Eugene WilkinsLPL Financial LLCRaymond James Financial Services, Inc.06-18-2009
Stephen Eric MattinglyLPL Financial LLCThrivent Investment Management Inc.06-30-2009
Roger Braun AdlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2009
Andrew Bart SosnowitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2009
Charlotte Suzanne AdcockLPL Financial LLCMutual Service Corporation$5009-08-2009
Mary Elizabeth ZimmermanLPL Financial LLCAssociated Securities Corp.09-08-2009
Philip Michael ArenaLPL Financial LLCMutual Service Corporation09-08-2009
Robert Anthony GanemLPL Financial LLCAssociated Securities Corp.09-08-2009
Marvin James QuirtLPL Financial LLCMutual Service Corporation09-08-2009
David A GrayLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2009
Devin Scott WelchLPL Financial LLCHD Vest Investment Services12-04-2009
George A. VarasLPL Financial LLCWells Fargo Investments, LLC12-11-2009
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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