Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Paul BishopLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Alejandra ParedesLPL Financial LLCINVEST Financial Corporation02-14-2018
Andrea Joellen ArgueLPL Financial LLCWoodbury Financial Services, Inc.06-17-2016
Andrew Bart SosnowitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2009
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Arthur Thomas BertolinaLPL Financial LLCNational Planning Corporation$10011-29-2017
Barak Judah TanzerLPL Financial LLCKMS Financial Services, Inc.$10008-21-2018
Barclay David SchulzLPL Financial LLCNational Planning Corporation$5011-29-2017
Brandon T. WannLPL Financial LLCPresidential Brokerage, Inc.$5005-17-2019
Brockton J. SomsenLPL Financial LLCEdward Jones01-09-2012
Carol Helen LarsonLPL Financial LLCVerus Capital Partners, LLC10-26-2016
Catherine Lorie LafeeLPL Financial LLCWaddell & Reed04-06-2017
Cedric Matthew WadeLPL Financial LLCNational Planning Corporation11-29-2017
Chad Duane AndersonLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Charlotte Suzanne AdcockLPL Financial LLCMutual Service Corporation$5009-08-2009
Cheri S. KeeneLPL Financial LLCZions Direct, Inc.02-20-2015
Chris Michael HowardLPL Financial LLCAmfin Investment Services, Inc.$2503-10-2010
Christina Rose VigneryLPL Financial LLCEdward Jones01-18-2019
Christopher PopkeyLPL Financial LLCWells Fargo Clearing Services, LLC10-28-2016
Christopher Thomas UrnessLPL Financial LLCWaddell & Reed$2502-01-2016
Daniel Alan BenzerLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Daniel Gregory StraussLPL Financial LLCNational Planning Corporation07-31-2013
David A GrayLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2009
David JazoLPL Financial LLCINVEST Financial Corporation$5002-14-2018
David Lawrence GivnishLPL Financial LLCNational Planning Corporation$1011-29-2017
Next Page »

Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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