Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alyn Scott RumboldLPL Financial LLCEdward Jones$5004-24-2020
Donald James AmicoLPL Financial LLCEdward Jones02-27-2020
Bryan P. WilczewskiLPL Financial LLCEdward Jones01-27-2020
John David BorzoneLPL Financial LLCEdward Jones$15005-15-2019
Christina Rose VigneryLPL Financial LLCEdward Jones01-18-2019
Gregory Alan SheehanLPL Financial LLCEdward Jones10-11-2017
Scott E. Smithson Jr.LPL Financial LLCEdward Jones01-12-2016
Guy Lincoln AustinLPL Financial LLCEdward Jones04-20-2015
Mitchell S. LaytonLPL Financial LLCEdward Jones04-15-2015
Robert John DussiLPL Financial LLCEdward Jones$2510-16-2014
Wendy Louise MarshallLPL Financial LLCEdward Jones$10009-10-2014
James Alan MerkelLPL Financial LLCEdward Jones$1001-14-2013
Mark Anthony NaprstekLPL Financial LLCEdward Jones05-11-2012
Ryan Russell PrebleLPL Financial LLCEdward Jones04-23-2012
Tammy Tenney PaquetteLPL Financial LLCEdward Jones04-19-2012
Brockton J. SomsenLPL Financial LLCEdward Jones$1001-09-2012
John Madison Winter Jr.LPL Financial LLCEdward Jones$5008-06-2010
Todd G. KalinaLPL Financial LLCEdward Jones08-17-2009
Terry Don GaleLPL Financial LLCEdward Jones02-25-2009
Anna Maria JohnsonLPL Financial LLCEdward Jones01-28-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.