Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Ryan SteeberLPL Financial LLCEdward Jones$15004-13-2020
Nathaniel John HintzLPL Financial LLCInsight Wealth Strategies, LLC$2503-31-2020
Krystian Leonard CiepluchaLPL Financial LLCLincoln Financial Advisors Corporation03-18-2020
Scott Robert BelshawLPL Financial LLCMorgan Stanley03-13-2020
John Patrick O'BrienLPL Financial LLCPenates Group, Inc.03-12-2020
Joseph AzevedoLPL Financial LLCCantella & Co., Inc.$2503-05-2020
Walter Glenn GrantLPL Financial LLCMML Investors Services, LLC02-26-2020
Michelle Nicole BrickerLPL Financial LLCTransamerica Capital, Inc.02-26-2020
Todd WilsonLPL Financial LLCFirst Allied Securities, Inc.02-25-2020
Alex Gregory GutierrezLPL Financial LLCTD Ameritrade, Inc.02-20-2020
Daniel AlcalaLPL Financial LLCE*TRADE Securities LLC02-18-2020
Kathryn Marie CarterLPL Financial LLCSagePoint Financial, Inc.$5001-31-2020
Chad Joseph TroxclairLPL Financial LLCEdward Jones01-31-2020
Clark Nile OsterhoutLPL Financial LLCEdward Jones01-27-2020
Lorilyn Ann HaughLPL Financial LLCSummit Wealth Management Group, Inc.01-24-2020
Brian M. RasmussenLPL Financial LLCEdward Jones$15001-14-2020
Tarik EldinLPL Financial LLCCetera Advisor Networks LLC01-10-2020
Elizabeth Whitney BullockLPL Financial LLCWescom Financial Services01-10-2020
Ming Hong ChungLPL Financial LLCJ.P. Morgan Securities LLC01-10-2020
Ismael Martinez NavarroLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-10-2020
Michael Andrew HastingsLPL Financial LLCCetera Advisor Networks LLC01-10-2020
George LyLPL Financial LLCCetera Investment Services LLC$1301-09-2020
Scott Phillip GevertzLPL Financial LLCWescom Financial Services01-09-2020
Richard Stevens YoderLPL Financial LLCAmeriprise Financial Services, LLC01-03-2020
Alan H. BermanLPL Financial LLCSagePoint Financial, Inc.$1001-02-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.