Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Lynne TurnerLPL Financial LLCRegal Advisory Services, Inc.$5001-02-2009
Stephen Edward SigmonLPL Financial LLCMICG Investment Management, LLC$5001-02-2009
Thomas Robert Graffeo Jr.LPL Financial LLCVoya Investments Distributor, LLC01-02-2009
Monika Elizabeth WindleLPL Financial LLCWamu Investments, Inc.01-02-2009
Charla Sue RileyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Mark Carey BurnsLPL Financial LLCUBS Financial Services Inc.$20001-05-2009
Mark Vincent PowellLPL Financial LLCWells Fargo Clearing Services, LLC01-05-2009
Arthur Michael CordtsLPL Financial LLCUBS Financial Services Inc.$1001-09-2009
Frank Robinson Buchanan IVLPL Financial LLCUBS Financial Services Inc.01-15-2009
Adnan Hamid HussainLPL Financial LLCRaymond James Financial Services, Inc.01-20-2009
Jennifer Bagalawis DaknisLPL Financial LLCMICG Investment Management, LLC01-22-2009
Min Michelle MaLPL Financial LLCAmeriprise Financial Services, Inc.01-26-2009
Joan Mindy BernsteinLPL Financial LLCRBC Capital Markets, LLC$5001-28-2009
Michael Harvey CarleyLPL Financial LLCMorgan Stanley & Co. LLC$10001-30-2009
Robert William MedlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Lawrence Paul JorgensenLPL Financial LLCEdward Jones01-30-2009
David Earle SweetLPL Financial LLCEdward Jones$5002-02-2009
Kent Randall MosherLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
Dominick M. GrecoLPL Financial LLCSagePoint Financial, Inc.02-06-2009
Tyler James AbneyLPL Financial LLCForesters Financial Services, Inc.02-13-2009
Monte Lee SniderLPL Financial LLCSagePoint Financial, Inc.$10002-18-2009
Bruce Webber WilsonLPL Financial LLCCitigroup Global Markets Inc.02-19-2009
Dora Maria PascoLPL Financial LLCWells Fargo Investments, LLC02-20-2009
Cole Jason StricklandLPL Financial LLCPrimeSolutions Securities, Inc.02-26-2009
Stuart Blaine ShimLPL Financial LLCCitigroup Global Markets Inc.$5003-06-2009
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Showing 1 to 25 of 1,129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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