Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D. HendryLPL Financial LLCWells Fargo Clearing Services, LLC01-30-2017
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, LLC11-12-2019
Aaron Joseph LampertLPL Financial LLCJ.P. Morgan Securities LLC08-04-2015
Aaron Michael BrickleyLPL Financial LLCUnionBanc Investment Services, LLC04-21-2011
Aaron T. MooreLPL Financial LLCPruco Securities, LLC.10-12-2009
Abe CastellonLPL Financial LLCWells Fargo Clearing Services, LLC05-08-2019
Acie Wayne Hylton Jr.LPL Financial LLCInfinex Investments, Inc.$2508-31-2017
Adam Eugene RichardsonLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-19-2014
Adam Greggory Mark HartrumLPL Financial LLCSecurities America, Inc.06-17-2019
Adam Harris EzrilovLPL Financial LLCRBC Capital Markets, LLC$15004-12-2017
Adam Jason HendersonLPL Financial LLCWells Fargo Clearing Services, LLC$5005-10-2018
Adam John ThomasLPL Financial LLCWells Fargo Clearing Services, LLC$5008-14-2009
Adam Joseph WassLPL Financial LLCCUNA Brokerage Services, Inc.$15006-20-2011
Adnan Hamid HussainLPL Financial LLCRaymond James Financial Services, Inc.01-20-2009
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Alan D. LitvakLPL Financial LLCMorgan Stanley$5009-04-2009
Alan H. BermanLPL Financial LLCSagePoint Financial, Inc.$1001-02-2020
Alejandro IzarrarazLPL Financial LLCCitigroup Global Markets Inc.05-29-2009
Alex Gregory GutierrezLPL Financial LLCTD Ameritrade, Inc.02-20-2020
Alex Mark KirrinLPL Financial LLCCUSO Financial Services, L.P.02-28-2014
Alexander Forrest LockerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Alexander MattreyLPL Financial LLCTD Ameritrade, Inc.11-09-2017
Alexander Wren ReubenLPL Financial LLCEdward Jones10-02-2019
Alice Aileen GrantLPL Financial LLCWells Fargo Clearing Services, LLC03-26-2013
Alicia Cecilia MachadoLPL Financial LLCEdward Jones05-28-2013
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Showing 1 to 25 of 1,619 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.